Stephen G. Frank
Managing Partner
Senior Financial Advisor
Stephen G. Frank brings over 40 years of experience to his role as Managing Partner and Senior Financial Advisor. A seasoned professional, Stephen holds Series 7 and Series 63 registrations, underscoring his commitment to industry standards and ethical financial practice.
Stephen has been recognized as one of the Forbes Best‑In‑State Wealth Advisors (2021–2025) and has been named to the Forbes Best‑In‑State Wealth Management Teams for the past two years—first in 2025 as a member of The Frank Financial Consulting Group of Wells Fargo Advisors, and again in 2026 as a member of Frank Brooks Florio Wealth Management. Stephen is widely respected for his client-centric approach and trusted advice.
Stephen’s passion lies in helping individuals and families navigate life’s most important financial decisions. He is dedicated to tailoring his guidance to each client’s unique needs and risk tolerance, offering solutions rooted in sound financial principles. His work is built on personal connection, trust, and a genuine desire to make a meaningful difference in his clients’ lives.
He most enjoys meeting with clients, getting to know their stories, and helping them plan confidently for the future. For Stephen, financial advising isn’t just a profession—it’s his lifelong vocation.
Outside of work, Stephen enjoys traveling, golfing, hiking, and spending time with his family and grandchildren.
CA Insurance License #0G18771. Resident State: PA
2025 Forbes Best-In-State Wealth Advisors; Awarded April 2025; Data compiled by SHOOK Research LLC based on the time period from 6/30/23- 6/30/24 (Source: Forbes.com). 2024 Forbes Best-In-State Wealth Advisors; Awarded April 2024; Data compiled by SHOOK Research LLC based on the time period from 6/30/22 - 6/30/23. 2023 Forbes Best-In-State Wealth Advisors: Awarded April 2023; Data compiled by SHOOK Research LLC based on the time period from 6/30/21 - 6/30/22. 2022 Forbes Best-In-State Wealth Advisors: Awarded April 2022; Data compiled by SHOOK Research LLC based on the time period from 6/30/20 - 6/30/21. 2021 Forbes Best-In-State Wealth Advisors: Awarded February 2021; Data compiled by SHOOK Research LLC based on the time period from 6/30/19 - 6/30/20. The Forbes Best-in-State Wealth Advisors rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.
2026 Forbes Best-in-State Wealth Management Teams: Awarded January 2026; Data compiled by SHOOK Research LLC based on the time period from 3/31/24 - 3/31/25 (Source: Forbes.com). The Forbes Best-in-State Wealth Management Teams rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management (variable by state), revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 12,787 wealth management teams were considered for the rating; 6,149 (48% of candidates) were named 2026 Forbes Best-in-State Wealth Management Teams. 2025 Forbes Best-in-State Wealth Management Teams: Awarded January 2025; Data compiled by SHOOK Research LLC based on the time period from 3/31/23 - 3/31/24 (Source: Forbes.com). The Forbes Best-in-State Wealth Management Teams rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 11,674 wealth management teams were considered for the rating; 5,331 (45.66% of candidates) were named 2025 Forbes Best-in-State Wealth Management Teams.
Managing Partner
Senior Financial Advisor
Derek Brooks is a Partner - Senior Financial Advisor with over 16 years of experience in the financial services industry. He has been recognized by Forbes as one of the Top Next‑Gen Wealth Advisors Best‑in‑State (2023–2025) and has also been named to the Forbes Best‑In‑State Wealth Management Teams for the past two years—first in 2025 as a member of The Frank Financial Consulting Group of Wells Fargo Advisors, and again in 2026 as a member of Frank Brooks Florio Wealth Management. Derek is known for his thoughtful, solution-oriented approach to wealth planning.
A graduate of Princeton University, Derek began his career at an RIA in Michigan before moving to Pennsylvania to join Wachovia Securities in 2009. He became a key member of Stephen Frank's (Managing Partner, Senior Financial Advisor) team in 2011, earned his CERTIFIED FINANCIAL PLANNER® certification in 2013, and was named a partner in 2017.
Derek is passionate about helping families navigate their unique financial journeys. He thrives on meaningful conversations that uncover client goals and enjoys the challenge of crafting personalized solutions. He believes active listening is essential—each family’s circumstances are distinct, and their plans should be, too.
Outside of the office, Derek lives in Weston, MA, with his wife and three children. Their family life is full of school activities and sports, where Derek and his wife often coach. Music is another passion; Derek performs in a band with his wife, reflecting a creative side that complements his analytical work in finance.
CA Insurance License #0H53372. Resident State: MA
2025 Forbes Top Next-Gen Wealth Advisors Best-In-State: Awarded August 2025; Data compiled by SHOOK Research LLC based on the time period from 3/31/24 - 3/31/25 (Source: Forbes.com). 2024 Forbes Top Next-Gen Wealth Advisors Best-In-State: Awarded August 2024; Data compiled by SHOOK Research LLC based on the time period from 3/31/23 - 3/31/24 (Source: Forbes.com). 2023 Forbes Top Next-Gen Wealth Advisors Best-In-State: Awarded August 2023; Data compiled by SHOOK Research LLC based on the time period from 3/31/22 - 3/31/23. The Forbes Top Next-Gen Wealth Advisors Best-in-State rating algorithm is based on the previous year’s industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria.
2026 Forbes Best-in-State Wealth Management Teams: Awarded January 2026; Data compiled by SHOOK Research LLC based on the time period from 3/31/24 - 3/31/25 (Source: Forbes.com). The Forbes Best-in-State Wealth Management Teams rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management (variable by state), revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 12,787 wealth management teams were considered for the rating; 6,149 (48% of candidates) were named 2026 Forbes Best-in-State Wealth Management Teams. 2025 Forbes Best-in-State Wealth Management Teams: Awarded January 2025; Data compiled by SHOOK Research LLC based on the time period from 3/31/23 - 3/31/24 (Source: Forbes.com). The Forbes Best-in-State Wealth Management Teams rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 11,674 wealth management teams were considered for the rating; 5,331 (45.66% of candidates) were named 2025 Forbes Best-in-State Wealth Management Teams.
Partner
Senior Financial Advisor
Jack has been named to the 2026 Forbes Best-In-State Wealth Management Teams as a member of Frank Brooks Florio Wealth Management.
Jack’s favorite part of his work is building personalized investment plans that serve as roadmaps to his clients’ long-term goals. He finds genuine fulfillment in these conversations, which blend financial acumen with human connection. After graduating from Franklin and Marshall College in 2017 with an Economics degree, Jack began his career at SEI before joining Stephen Frank, Managing Partner, Senior Financial Advisor and Derek Brooks, Partner, Senior Financial Advisor, as a member of their team. Jack earned his CERTIFIED FINANCIAL PLANNER® certification and ultimately became a partner in August 2024.
Residing in Conshohocken with his girlfriend Jackie, Jack enjoys a well-rounded life outside the office. He spends weekends at the family home in Ocean City, NJ, plays golf and chess, and explores culinary creativity by cooking nearly every night. Jack is also a fan of movies and television and rarely misses a chance to cheer on his favorite Philadelphia sports team.
2026 Forbes Best-in-State Wealth Management Teams: Awarded January 2026; Data compiled by SHOOK Research LLC based on the time period from 3/31/24 - 3/31/25 (Source: Forbes.com). The Forbes Best-in-State Wealth Management Teams rating algorithm is based on the previous year's industry experience, interviews, compliance records, assets under management (variable by state), revenue and other criteria by SHOOK Research, LLC. Investment performance is not a criterion. Self-completed survey was used for rating. This rating is not related to the quality of the investment advice and based solely on the disclosed criteria. 12,787 wealth management teams were considered for the rating; 6,149 (48% of candidates) were named 2026 Forbes Best-in-State Wealth Management Teams.
Partner
Senior Financial Advisor
With 37 years of service, Ann Whaley is a cornerstone of operational excellence as a Senior Branch Administrator. Honored as Wells Fargo Advisors Team Member of the Year in 2015, Ann is known for her meticulous attention to detail and passion for supporting financial advisors behind the scenes. She thrives on helping ensure that every client request is handled with care and precision, helping to foster strong, lasting relationships.
Ann’s professional background spans a wide range of administrative functions, including new account openings, estate processing, account transfers, disbursements, and client documentation. Over the years, she has played a key role in daily branch operations, working closely with Branch Managers and providing critical support to Compliance Managers across numerous initiatives.
Outside the office, Ann embraces a lively family life—raised with seven siblings and an aunt to 19 nieces and nephews, family gatherings are always full of energy. Alongside her husband and two daughters, she enjoys attending sporting events and traveling in their RV.
The Team Member of the Year award is given to team members for their service and commitment to the vision, values & goals of the Firm.
Senior Branch Administrator
Stephanie thrives in her role as an assistant, where she plays an integral part in helping advisors efficiently manage their daily responsibilities. While she enjoys a variety of tasks, she takes particular interest in stock research, corporate reorganizations, and tracking historical financial information—areas that showcase her analytical strengths and precision.
Beyond the office, Stephanie is a passionate traveler and outdoor enthusiast. She enjoys hiking, gardening, and cooking.
Senior Client Associate
After graduating from Ursinus College, John began his career in Regional Bank Wealth Advisory before moving into Institutional Trading and Operations at SEI. He later joined State Street, where he focused on portfolio oversight, and most recently served in Private Markets at BlackRock. Throughout his career, John has supported clients through liquidity events, managed daily trading and capital activity across liquid and illiquid asset classes, and partnered with innovative companies and founders to help fund strategic growth across the capital structure.
John is passionate about investing and considers himself a lifelong student of the markets. He is a dual charterholder, holding both the Chartered Alternative Investment Analyst (CAIA) and Chartered Market Technician (CMT) designations. He takes pride prioritizing clients’ best interests and helping them achieve their long‑term goals with clarity and confidence.
Outside of work, John enjoys hiking, traveling, golfing, and spending time with his family.
Client Associate
CAIA, CMT